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The elastic, thermodynamic, electronic, and optical properties of recently discovered and potentially technologically important transition metal boride NbRuB, are investigated using the density functional formalism. Both generalized gradient approximation (GGA) and local density approximation (LDA) are used for optimizing the geometry and for estimating various elastic moduli and constants. The optical properties of NbRuB are studied for the first time with different photon polarizations. The frequency (energy) dependence of various optical constants complement quite well the essential features of the electronic band structure calculations. Debye temperature of NbRuB is estimated from the thermodynamical study. All these theoretical estimates are compared with published results, where available, and discussed in detail. Both electronic band structure and optical conductivity reveal robust metallic characteristics. The NbRuB possesses significant elastic anisotropy. Electronic features, on the other hand, are almost isotropic in nature. The effects of electronic band structure and Debye temperature on the emergence of superconductivity are also analyzed.
Ternary and binary borides (e.g., diborides) belong to a remarkable class of material mainly because of their variety of attractive physical properties suitable for diverse fields of industrial applications. One of the common features of these transition metal borides is their high values of hardness.[1–4] Hard, superhard, and ultrahard materials largely belong to the oxides, borides, nitrides, carbides of metals. In addition non-metallic cermets, carbon nitrides, cubic boron nitrides (c-BN) are also widely used.[1] For large-scale industrial applications as hard materials, high value of hardness, high incompressibility, and chemical inertness are the main requirements.
Transition metal borides are particularly interesting systems for scientific study because, in addition to hardness, they show a variety of interesting electronic ground states, including superconductivity and magnetic order.[5] One of the most prominent examples is Nd2Fe14B — the hardest of all the ferromagnetic compounds.[6] Almost all of the metallic borides show high levels of hardness and particularly the binary diborides like RuB2 and OsB2 are considered to be superhard and ultra-incompressible.[1–4] The ReB2 is expected to be able to scratch even diamond.[7,8] Transition metal borides often show refractory behavior and chemical inertness suitable for heavy duty coarse condition applications. Attractive electronic band structure-related features in some of the metallic borides (e.g., significant optical conductivity, reasonable electronic density of states at the Fermi level, non-selective and high value of reflectivity, etc.)[9,10] make them suitable for a variety of potential electronic and optoelectronic applications. Materials with high hardness values are used under extreme pressure and temperature conditions. Their applications as cutting tools and in hard coating are well documented.[11] Therefore, the studying and understanding of the thermo-mechanical properties of these transition metal borides are of substantial importance. In addition, various metallic borides (e.g., Mg, V, Cr, Mn, Co borides) have significant prospects for being used as hydrogen storage materials.[12] Electrically conducting (metallic) boride compounds not only give rise to the formation of one-, two-, or three-dimensional arrangements of covalently bonded boron atoms, but also, due to intricate structural features, offers a multitude of electronic interactions that can lead to superconductivity or various types of magnetic orders.[13–28] In recent years Nb–Ru–B systems have aroused the considerable interest of the materials science community.[29]
Till now, only four types of Nb–Ru–B ternary borides have been reported and investigated, namely, Nb7Ru6B8, Nb3Ru5B2, Nb2RuB2, and NbRuB.[5,29–32] The arrangement of the boron atoms in these compounds depends strongly on the metal element–boron (M/B) ratio. A number of different structural schemes are found with boron substructures ranging from isolated boron atoms to boron fragments or chains.[33] A special type of this phase has been the subject of several research groups — borides containing a sheet arrangement of atoms which leads to the separation of isolated boron atoms in one layer and boron fragments in the other, with metal atoms present in each layer. Recently, Mbarki et al.[29] succeeded in synthesizing NbRuB transition metal ternary boride by arc-melting the elements in water-cooled crucibles kept in argon atmosphere. This compound shows a layered structure with an orthorhombic space group Pmma. The NbRuB consists of two layers, one contains the Nb and an isolated B atom, and the other comprises the Ru atoms and boron fragments (dumbbell shaped B2 cluster).
A number of theoretical studies have been carried out in Nb–Ru–B systems.[5,29,32,34–36] Mbarki et al.[29] studied the electronic structure and the bonding properties of NbRuB by using the generalized gradient approximation/linear muffin tin–orbital (GGA-LMTO) formalism. This study predicted metallic behavior for NbRuB with the strongest bonding between the B atoms in the dumbbell situated in the same layer. Ab-initio investigations of the structural and elastic properties of predicted Nb2MB2 (M = Tc, Ru, Os) phases under hydrostatic pressure were conducted by Li et al.[36] Similar ambient pressure properties were studied by the same group.[36] Touzani et al.[34] theoretically examined the influences of bonding properties and electronic structures on the bulk and shear modulus of A2MB2 series (A = Nb, Ta, and M = Fe, Ru, Os).
Very few theoretical studies exist for the recently synthesized NbRuB compound. Besides, the studies by Mbarki et al.,[29] Tian and Chen[35] focused mainly on thermodynamic and superconducting state properties of this ternary transition metal boride system. To the best of our knowledge, no study of optical properties exists in the literature. A comprehensive study of thermodynamical properties is also lacking. In this study we are to fill these voids. Investigation of optical properties complements the electronic band structure calculations. Photon polarization dependent studies can reveal valuable information regarding any underlying electronic anisotropy. Moreover, these hard transition metal ternary borides may have potential optoelectronic utilities. To explore this possibility, optical study is essential. In this paper we study the structural, elastic, thermal, electronic and optical properties of NbRuB by using the density functional theory (DFT). Pressure and temperature dependence of the bulk modulus and the volume thermal expansion coefficient are also investigated. We also use the quasi-harmonic Debye approximation to explore the behaviors of Debye temperature and specific heat of NbRuB at various pressures and temperatures.
The rest of this paper is organized as follows. In Section
The ab-initio calculations presented in this paper were carried out using the Cambridge Serial Total Energy Package (CASTEP) code.[37] The CASTEP employs the plane wave pseudopotential approach based on the density functional theory.[38,39] In the first-principles calculations the choice of exchange-correlation potential is important. In this study we used both LDA (with Ceperley–Alder (CA) and Perdew–Zunger (PZ) functional) and GGA exchange correlation functional. LDA is good enough for determining the structural, elastic and vibrational properties in many cases, though the LDA has a tendency of underestimating the lattice constants and overestimating various elastic constants and moduli in certain compounds. The GGA is more reliable and realistic since it permits a variation in the electron density. Here we used GGA functional as parameterized by the Perdew–Burke–Ernzerhof (PBE) scheme.[40] The GGA relaxes the lattice constants due to the repulsive core–valence electron exchange correlation. Vanderbilt-type ultrasoft pseudopotentials were used to model the electron–ion interactions. This relaxed the norm-conserving criteria but produced a smooth and computation friendly pseudopotential. A 4 × 13 × 7 k-point mesh of Monkhorst–Pack scheme[41] was employed to sample the first Brillouin zone. During the calculations, a plane-wave cutoff kinetic energy of 500 eV was used to limit the number of plane waves within the expansion. For geometrical optimization, the crystal structures were fully relaxed by the widely employed Broyden–Fletcher–Goldfrab–Shanno (BFGS) scheme.[42] The convergence tolerances used for various parameters are as follows: energy = 1.0 × 10−5 eV/atom; maximum force = 0.03 eV/Å maximum stress = 0.05 GPa; maximum displacement = 0.001 Å self consistent field = 1.0 × 10−6 eV/atom.
The elastic constants and moduli were obtained by applying a set of finite homogeneous crystal deformations and calculating the resulting stresses, as implemented within the CASTEP code. The frequency-dependent optical properties of a compound were extracted from the estimated dielectric function, ε(ω) = ε1(ω) + iε2(ω), which describes the interactions of photons with electrons. The imaginary part, ε2(ω), of the dielectric function was calculated in the momentum representation of matrix elements between occupied and unoccupied electronic quantum states by employing the CASTEP supported formula given by
It should be mentioned that for the investigation of thermodynamic properties, we have used the energy–volume data calculated from the third-order Birch–Murnaghan equation of state[44] by using the zero temperature and zero pressure equilibrium values of energy, volume, and bulk modulus obtained through DFT calculations.
The optimized crystal structure (space group Pmma) of NbRuB is shown in Fig.
From Table
The structure of NbRuB consists of two different layers stacked alternately along the crystallographic c direction. The first layer (the bottom one in Fig.
Table
Table
The single crystal elastic constants and the elastic moduli shown in Tables
Calculated elastic constants, Cij, fulfill the various inequality criteria for mechanical stability.[45] The bulk and shear moduli of NbRuB are greater than those for Nb2RuB2 (B = 272 GPa and G = 146 GPa).[30] The difference between single crystalline elastic constants, (C12 − C44), is well known as the Cauchy pressure.[46] A positive value of (C12 − C44) indicates the metallic bonding, whereas a negative value signifies covalent bonding. According to this scheme, we find that NbRuB has predominantly metallic bonding in its structure. A positive Cauchy pressure always indicates the ductile nature of a material, while a negative value corresponds to brittleness. Hence the ternary boride NbRuB should behave in a ductile manner. Bulk modulus of NbRuB is also larger than that of Nb2TcB2 (284 GPa). The Nb2OsB2, on the other hand, has a larger bulk modulus (estimated to be 354 GPa)[36] than NbRuB. Both bulk modulus and the shear modulus give rough estimate of the hardness of a compound. Tian and Chen have estimated the hardness of NbRuB[35] to be about 15 GPa. This corresponds quite well with the result obtained in this work.[11] The parameter, B/G, is known as the Pugh’s ratio[47] which distinguishes between ductile and brittle response of a compound under applied stress. The critical value of Pugh’s ratio is estimated to be 1.75. A larger value indicates the ductile behavior. Another criterion often used to differentiate between ductile and brittle behavior is the Poisson’s ratio, ν. A Poisson’s ratio greater than 0.26 implies the ductile behavior. Therefore, both Pugh’s ratio and Poisson’s ratio predict moderately ductile response to stress for NbRuB ternary boride. All these support the predictions from Cauchy pressure analysis.
Hard and superhard transition metal borides are often used under extreme conditions of pressure and temperature. Therefore, information regarding the response of the bulk modulus, coefficient of thermal expansion, etc. at various elevated pressures and temperatures is important.
As mentioned earlier, we have used quasi-harmonic Debye approximation as implemented within the GIBBS program[48] to calculate the temperature-dependent elastic moduli and other thermodynamic parameters. This computationally efficient scheme has been used extensively for a variety of compounds with satisfactory results. Details of the computational procedures used in this study can be found in Refs. [49] and [50]. Figure
The temperature- and pressure-dependent volume thermal expansion coefficients, αV, are shown in Figs.
Debye temperature is a fundamental material parameter. From the magnitude of Debye temperature we can estimate a number of important physical properties of solids namely, melting temperature, phonon specific heat, lattice thermal conductivity, etc. It is also related to the bonding strength among the atoms present within the crystal. Debye temperature sets a characteristic energy scale for phonon-mediated superconductor. The temperature-dependent and the pressure-dependent Debye temperatures of NbRuB are shown in Figs.
The zero temperature and zero pressure Debye temperature, θD, is found to be 594 K. This reasonably high Debye temperature for NbRuB indicates that this compound should have quite high lattice thermal conductivity. Light mass and strong covalent bondings among the B atoms are possibly responsible for this large Debye temperature. Tian and Chen[35] calculated Debye temperature from the elastic constants and found it to be 578.6 K, close to the value obtained here. Xie and Luo,[32] on the other hand, obtained θD from the analysis of heat capacity and found it to be 468 K, which is substantially lower than the value found in this study. The behaviors of material under different thermodynamical constraints are related to its specific heat. It also determines how efficiently a solid stores heats under different conditions of constant pressure or constant volume. The phonon contribution dominates both the specific heats at constant volume (Cv) and constant pressure (Cp) at high temperatures. Figure
The variation of electronic energy state with electron wave vector leads to the electronic band structure. The study of electronic band structure is essential for comprehending all the electronic transport and optical properties of a material. It also provides us with important information regarding the natures of chemical bonding and structural features. The result of band structure calculation along the highly symmetric direction within the k-space is shown in Fig.
The electron energy density of states (DOS) of a system determines the number of quantum states per unit interval of energy at each energy level that is available to be occupied by electrons, and is normalized to volume or unit cell. The density of states for a given band n, Nn(E), is defined in three dimensions as
Optical properties of a material are closely related to the material response to incident electromagnetic radiation. The response to visible light is particularly important from the view of optoelectronic applications. The response to the incident radiation is completely determined by the various energy-dependent (frequency) optical parameters, namely real and imaginary part of dielectric constants, ε1(ω) and ε2(ω), respectively, real part of refractive index (n(ω)), extinction coefficient (k(ω)), loss function (L(ω)), real and imaginary parts of optical conductivity (σ1(ω) and σ2(ω), respectively), reflectivity (R(ω)), and the absorption coefficient (α(ω)). The calculated optical constants of NbRuB for photon energies up to 16 eV with electric field polarization vectors along [100] and [001] directions are shown in Fig.
Figure
The energy dependence of real and imaginary parts of the refractive indices are given in Fig.
The energy-dependent loss function is shown in Fig.
Optical conductivity spectra are shown in Fig.
The reflectivity is the ratio of the energy of a wave reflected from a surface to the energy of the wave incident on it. The reflectivity spectrum is exhibited in Fig.
Figure
NbRuB exhibits conventional BCS superconductivity at 3.1 K.[35] We calculate the electron–phonon coupling constant, λe-ph, from the Tc equation due to McMillan[54] with the estimated Debye temperature of 594 K and an assumed repulsive Coulomb pseudopotential, μ, of 0.10 (a typical value). This analysis yields λe-ph = 0.431. Therefore, NbRuB can be considered as a weakly coupled phonon-mediated Bardeen–Cooper–Schrieffer (BCS) superconductor. These results accord quite well with those found by Tian and Chen.[35]
First-principles DFT-based calculations are performed to investigate the elastic, thermal, electronic, and optical properties of recently discovered transition metal ternary boride NbRuB. The optical properties are investigated for the first time. Some of the thermodynamic properties are also explored theoretically using the quasi-harmonic Debye approximation for the first time. The structural parameters obtained from the optimized geometry within the GGA show excellent agreement with those found by previous experimental and theoretical studies.[29,32,35] The estimated elastic constants and moduli show fair correspondence with previous estimates.[35] These elastic constants fulfill Born criteria of mechanical stability. The NbRuB shows significant elastic anisotropy. The material is markedly more compressible along the c axis than along other crystallographic directions. Relatively high values of bulk and shear moduli (298.3 GPa and 155.4 GPa, respectively) of NbRuB show that it has a potential to be used as a moderately hard material. A positive Cauchy pressure implies that metallic bonding dominates in the NbRuB. Electronic band structure calculations, on the other hand, show some relevance to covalent bonding, especially for B–B bonding. The Poisson’s ratio predicts the characteristic of interatomic forces in solid. A material is said to be a central force solid when Poisson’s ratio lies in a range from 0.25 to 0.50, otherwise it is a non-central force solid. Analysis of the Poisson’s ratio suggests that the structural stability is derived from central force in the NbRuB.
A hard material is able to resist the plastic deformation. It primarily involves preventing the dislocations from nucleating and moving, which leads to irreversible change within the structure. In general, a material with short covalent bonding has a tendency of restricting such a motion of dislocations and a material containing more delocalized bonds tolerates them. Accordingly, diamond, the hardest material known to date, has short covalent carbon–carbon bonding that shows high directionality with high strength. On the other hand, metallic compounds consisting of non-directional bonding and are usually soft and ductile due to having a characteristic sea of mobile electrons. As an exception to the norm, the NbRuB has both ductility and a fair degree of hardness, which can be quite useful for applications.
Pressure- and temperature-dependent behaviors of the bulk modulus, coefficient volume thermal expansion, and Debye temperature of NbRuB are studied. A high Debye temperature implies high interatomic force and a significant phonon thermal conductivity. The NbRuB is a weakly coupled phonon mediated BCS superconductor. It is interesting to note that Os containing ternary borides have stronger chemical bonding.[11] These compounds may have higher Debye temperatures and large electronic densities of states at the Fermi level. Such materials may exhibit superconductivities at higher temperature. The specific heat of NbRuB is calculated as a function of temperature. From the calculated value of N(EF), we obtain the coefficient of electronic specific heat, γe, given by
The electronic band structure calculations are performed using both LDA and GGA. No significant difference can be seen. The gross features of calculated electronic band structure accord well with those found in other investigations.[32,35] The bands crossing the Fermi-level along different symmetry directions within the Brillouin zone are quite dispersive and no significant electronic anisotropy can be detected. The electronic density-of states spectrum shows that the Fermi level of NbRuB resides at the rising part of a deep pseudogap (Fig.
The optical constants are studied theoretically for the first time by using LDA and GGA functionals. Once again, no significant difference can be detected. All the optical constants are found to be quite isotropic with respect to the polarization of the incident electric field. The energy-dependent optical constants reveal strong metallic characteristics consistent with the electronic band structure calculations. The reflectivity spectra show some interesting characteristics. Barring two shallow dips, R(ω) remains high from infra-red to near ultraviolet energies (Fig.
A primary challenge to modern material science is the innovative designs and syntheses of new compounds with attractive properties for novel applications. Amongst them, the search for hard materials is one of the very important subjects. Recently synthesized NbRuB possesses reasonable hardness, ductility, metallic electronic characteristics, non-selective highly reflective optical behavior, and conventional weak-coupling BCS superconductivity. The elastic anisotropy in NbRuB originates from anisotropy in the chemical bonding. We hope that this theoretical investigation of elastic, thermal, electronic, and optical properties of technologically promising, recently discovered NbRuB will stimulate further experimental and theoretical studies in the near future.
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